Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Helen Mary Browning
IRN HML01025
- CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 May 2002 to 22 Aug 2006)
Helen Mary Martin
IRN HMM01060
- CF1 Director (AR) (1 Dec 2001 to 19 Apr 2005)
Helena Louise Morrissey
IRN HLM01020
- CF1 Director (4 Jul 2017 to 18 Oct 2019)
Helene Banfield
IRN HXB01168
- CF4 Partner (AR) (21 Oct 2003 to 22 Nov 2004)
Henry David Rafferty
IRN HDR00009
- CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)
Henry Eric Boyce
IRN HEB00008
- CF1 Director (AR) (6 Sep 2004 to 9 Jul 2009)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Henry Irving
IRN HXI00007
- CF21 Investment Adviser (7 Mar 2007 to 8 May 2007)
Hilary Ann Penfold
IRN HAP00006
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Hillary Edward Powell
IRN HEP00003
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Honor Solomon
IRN HJT01020
- [FCA CF] Manager of certification employee (1 Apr 2020 to 21 Aug 2020)
- [FCA CF] Significant management (1 Apr 2020 to 10 Jul 2020)
- SMF3 Executive Director (9 Dec 2019 to 11 Oct 2021)
- SMF1 Chief Executive (9 Dec 2019 to 11 Oct 2021)
- CF3 Chief Executive (18 Apr 2016 to 8 Dec 2019)
- CF1 Director (12 Mar 2015 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.