Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan James Ward
IRN AJW01274
- CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Alan Keith Pirie
IRN AKP00009
- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Alan Kenneth Cole
IRN AKC00004
- CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
Alan Kirkham
IRN AXK00041
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Mar 2004)
Alan Lazenby
IRN AXL00095
- CF21 Investment Adviser (28 Aug 2007 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Jan 2007 to 28 Aug 2007)
Alan Lea
IRN AXL00076
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Alan Michael Arthan
IRN AMA00003
- CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2005)
Alan Michael Shepherd
IRN AMS00055
- CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2006)
Alan Patrick Batt
IRN APB00033
- CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Alan Randall Maguinness
IRN ARM00030
- CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.