Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clare Louise Davison
IRN CLD00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Clare Louise Hance
IRN CLB01078
- CF21 Investment Adviser (14 May 2004 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Jun 2003 to 14 May 2004)
Clare Marie Philipson
IRN CMP00030
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)
Clement McAree
IRN CAM00033
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
Clifford Alexander Regan
IRN CAR00006
- CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Clifford John Price
IRN CJP00022
- CF21 Investment Adviser (4 Dec 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Aug 2004 to 4 Dec 2006)
Clifford Neville George Diggins
IRN CND00002
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Clifford Robert Jenkins
IRN CRJ00007
- CF21 Investment Adviser (24 Mar 2006 to 4 May 2007)
- CF22 Investment Adviser (Trainee) (5 May 2005 to 24 Mar 2006)
Clinton Mark Turner
IRN CMT00008
- CF21 Investment Adviser (22 Sep 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Jun 2005 to 22 Sep 2006)
Clive Collett
IRN CSC00011
- CF21 Investment Adviser (22 Dec 2004 to 16 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.