Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Benjamin John Middleton
IRN BJT00015
- CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
Benjamin Laurence Sims
IRN BLS01010
- CF21 Investment Adviser (16 Jun 2006 to 22 Mar 2007)
- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 16 Jun 2006)
Benjamin William Packham
IRN BWP01016
- CF22 Investment Adviser (Trainee) (26 Mar 2004 to 29 Oct 2007)
Bernadine Ann Burnell
IRN BAB01089
- CF28 Systems and controls (25 Jul 2013 to 13 Dec 2013)
Bernard John Ray
IRN BJR00009
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)
Bernard Joseph O'Hara
IRN BJO00008
- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Bernard Kevin Gerard McElhinney
IRN BKM00002
- CF22 Investment Adviser (Trainee) (24 May 2006 to 29 Oct 2007)
Bernard Lewis Wright
IRN BLW01010
- CF1 Director (AR) (1 Dec 2001 to 11 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)
Bernard Oliver Hornby
IRN BOH00001
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Bernice Lilian Byrne
IRN BLB00003
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007 · Tied agent
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
Money Matters (NI) Ltd (no longer appointed)
FRN 403452 · Appointed 3 Sep 2004 · Until 29 Oct 2007
Harbinder Kalsi (no longer appointed)
FRN 402958 · Appointed 16 Aug 2004 · Until 13 Jun 2006
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
The Mortgage Shop (no longer appointed)
FRN 402269 · Appointed 19 Jul 2004 · Until 11 Oct 2004
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.