Benjamin Laurence Sims

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Davisons Financial Planning Ltd (no longer approved here)
FRN 503295
- Employed By (14 Nov 2012 to 21 Dec 2012)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (16 Jun 2006 to 22 Mar 2007)
- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 16 Jun 2006)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (16 Jun 2006 to 22 Mar 2007)
- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 16 Jun 2006)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF22 Investment Adviser (Trainee) (20 May 2003 to 24 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.