Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Keith Leslie John Wileman
IRN KLW00010
- (561)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)
-
Keith Malcolm Hipkin
IRN KXH00078
- (59)CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2004)
- (60)CF1 Director (AR) (1 Dec 2001 to 11 Feb 2004)
-
Keith Michael Hollinrake
IRN KMH00016
- (48)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
-
Keith Michael Parr
IRN KMP00008
- (2782)CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
- (2781)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)
-
Keith Michael Proudfoot
IRN KMP00013
- (267)CF1 Director (AR) (1 Dec 2001 to 17 Jan 2007)
-
Keith Robert Hood
IRN KRH00009
- (2900)CF1 Director (AR) (26 Apr 2005 to 29 Oct 2007)
-
Keith Ronald Slade
IRN KRS01049
- (959)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
-
Keith Russell Harrison
IRN KRH00027
- (1462)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
-
Keith Thirlwell
IRN KXT00039
- (49)CF4 Partner (AR) (1 Dec 2001 to 21 May 2004)
-
Keith William Betts
IRN KWB00006
- (2527)CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
- (2528)CF4 Partner (AR) (1 Dec 2001 to 16 Sep 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
-
Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
-
Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
-
Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
-
TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
-
BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
-
The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (46)SMF7 Group Entity Senior Manager
-
controlled function added: (45)SMF16 Compliance Oversight
-
controlled function added: (44)SMF7 Group Entity Senior Manager
-
controlled function added: (43)SMF7 Group Entity Senior Manager
-
controlled function added: (42)SMF7 Group Entity Senior Manager
-
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
-
controlled function added: (40)[FCA CF] Material risk taker
-
controlled function added: (39)SMF18 Other Overall Responsibility
-
controlled function added: (38)[FCA CF] Significant management
-
controlled function added: (37)[FCA CF] Manager of certification employee