Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Guthrie
IRN JXG00055
- (1075)CF21 Investment Adviser (23 Sep 2002 to 29 Oct 2007)
- (1074)CF22 Investment Adviser (Trainee) (8 Jul 2002 to 23 Sep 2002)
James Hughes
IRN JXH00170
- (488)CF21 Investment Adviser (15 Feb 2005 to 28 Sep 2005)
James Ian Mitchell
IRN JIM00004
- (2550)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
James Jaiparkash Bawa
IRN JJB00033
- (3132)CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
James John Austin
IRN JJA00004
- (2399)CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
James John Corden
IRN JJC01080
- (925)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
James Kersh
IRN JXK01207
- (1244)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
James Mark Platt
IRN JMP00007
- (708)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2005)
James Mc Mullan
IRN JXM00245
- (142)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
James Michael Aitchison
IRN JMA01144
- (1944)CF22 Investment Adviser (Trainee) (26 Feb 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Wigginton Roberts Ltd (no longer appointed)
FRN 194578 · Appointed 4 Dec 2000 · Until 1 Dec 2001
Green Mortgage Solutions (no longer appointed)
FRN 194693 · Appointed 1 Dec 2000 · Until 21 Jul 2002
Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 1 Dec 2000 · Until 1 Dec 2001
Ardent Financial Services Ltd (no longer appointed)
FRN 194388 · Appointed 30 Nov 2000 · Until 9 Jan 2002
Heritage Will Services (Essex) (no longer appointed)
FRN 194391 · Appointed 30 Nov 2000 · Until 14 May 2002
Michael J Drake (no longer appointed)
FRN 194389 · Appointed 24 Nov 2000 · Until 26 Apr 2006
Keith Wood Mortgage & Financial Services (no longer appointed)
FRN 194193 · Appointed 24 Nov 2000 · Until 10 Mar 2003
Taylor Engall Estate Agents (no longer appointed)
FRN 194194 · Appointed 21 Nov 2000 · Until 25 Apr 2002
TFB Financial Services (no longer appointed)
FRN 194319 · Appointed 20 Nov 2000 · Until 5 Jun 2002
Val Williams Ltd (no longer appointed)
FRN 194323 · Appointed 16 Nov 2000 · Until 15 Sep 2003

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (46)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (45)SMF16 Compliance Oversight
1 day ago
controlled function added: (44)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (43)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (42)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
1 day ago
controlled function added: (40)[FCA CF] Material risk taker
1 day ago
controlled function added: (39)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (38)[FCA CF] Significant management
1 day ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.