Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francis Henry McGarry

    IRN FHM01014

    • (1902)CF29 Significant management (27 May 2011 to 14 Sep 2012)
  • Francis Kooi Seng Chua

    IRN FKC01007

    • (1884)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
  • Francis Richard Meadows

    IRN FRM00002

    • (2863)CF4 Partner (AR) (14 Jul 2005 to 29 Oct 2007)
    • (2862)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2007)
  • Francis Roger Dixon

    IRN FRD00001

    • (1666)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Francis William Smith

    IRN FWS00003

    • (573)CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
    • (574)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Frank Andrew Booth

    IRN FAB01017

    • (834)CF1 Director (AR) (1 Dec 2001 to 19 Dec 2005)
  • Frank McCormick Kiernan

    IRN FMK00002

    • (1838)CF1 Director (AR) (23 Jul 2002 to 8 Mar 2005)
    • (1837)CF4 Partner (AR) (1 Dec 2001 to 23 Jul 2002)
    • (1836)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
  • Frank Tunstall

    IRN FAT00003

    • (2043)CF30 Customer (1 Nov 2007 to 6 Jan 2008)
    • (2045)CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
    • (2044)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 17 Jul 2006)
  • Frederick Sydney Stuart Thomas

    IRN FST00002

    • (1712)CF4 Partner (AR) (1 Dec 2001 to 22 Jan 2004)
  • Gaetano Francesco Moliterno

    IRN GFM01034

    • (3121)CF1 Director (AR) (27 Oct 2004 to 29 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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