Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (21)Employed By (30 Jun 2020 to 2 May 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 2 May 2024)
- CF30 Customer (2 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (27 Nov 2013 to 29 Aug 2014)
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- CF30 Customer (1 Nov 2007 to 6 Jan 2008)
- CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 17 Jul 2006)
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- CF30 Customer (1 Nov 2007 to 6 Jan 2008)
- CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 17 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.