Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Glen Daniel Davis
IRN GDD00006
- (2724)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Glenda Lilian Dittmann
IRN GLD00002
- (754)CF22 Investment Adviser (Trainee) (13 Jan 2005 to 13 Jan 2005)
Glenn Blanchard
IRN GXB00176
- (2282)CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- (2281)CF22 Investment Adviser (Trainee) (6 May 2005 to 16 Jun 2006)
Glynn Allen Rolfe
IRN GAR00031
- (1495)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Godfrey George Green
IRN GGG00011
- (1497)CF21 Investment Adviser (25 Sep 2007 to 29 Oct 2007)
- (1496)CF22 Investment Adviser (Trainee) (24 Mar 2006 to 25 Sep 2007)
Godfrey George Taylor
IRN GGT00007
- (271)CF4 Partner (AR) (1 Dec 2001 to 15 Jul 2003)
Gordon Catterick
IRN GXC00080
- (459)CF1 Director (AR) (1 Dec 2001 to 20 Jan 2005)
Gordon David Goodfellow
IRN GDG00009
- (387)CF4 Partner (AR) (1 Dec 2001 to 13 Apr 2005)
Gordon Edward Rozario
IRN GER00006
- (1120)CF22 Investment Adviser (Trainee) (21 May 2002 to 1 Nov 2002)
Gordon Edwin Jennens
IRN GEJ00005
- (1110)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

Fahey Phillips Monaghan & Associates (no longer appointed)
FRN 194990 · Appointed 27 Jan 2001 · Until 12 Jan 2007
Michael Rhodes (no longer appointed)
FRN 175105 · Appointed 26 Jan 2001 · Until 21 Feb 2002
Olympia Financial Services (no longer appointed)
FRN 194863 · Appointed 25 Jan 2001 · Until 27 Sep 2002
Key Negotiators Ltd (no longer appointed)
FRN 194866 · Appointed 24 Jan 2001 · Until 1 Dec 2001
The Timberland Partnership (no longer appointed)
FRN 194805 · Appointed 22 Jan 2001 · Until 23 Feb 2004
Robonson Hornsby Ltd (no longer appointed)
FRN 194764 · Appointed 19 Jan 2001 · Until 29 Apr 2003
Goldsmith Howard (no longer appointed)
FRN 194859 · Appointed 19 Jan 2001 · Until 4 Oct 2002
Gilbert Grice Partnership (no longer appointed)
FRN 201988 · Appointed 17 Jan 2001 · Until 1 Dec 2001
Charles Walker (Residential) Ltd (no longer appointed)
FRN 194704 · Appointed 16 Jan 2001 · Until 18 Sep 2002
Robert Watts Estate Agents (no longer appointed)
FRN 194856 · Appointed 15 Jan 2001 · Until 21 Jul 2003

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (45)SMF16 Compliance Oversight
13 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
13 hours ago
controlled function added: (40)[FCA CF] Material risk taker
13 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
13 hours ago
controlled function added: (38)[FCA CF] Significant management
13 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.