Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sandringham Financial Partners Limited
FRN 581304
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 22 Apr 2025)
- [FCA CF] Client dealing (since 22 Apr 2025)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2025)
- CF30 Customer (20 May 2011 to 8 Dec 2019)
-
- CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 May 2005 to 16 Jun 2006)
-
- CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 May 2005 to 16 Jun 2006)
-
- CF21 Investment Adviser (5 Apr 2002 to 29 Apr 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.