Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian David Finn
IRN IDF00007
- CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Ian David Freeman
IRN IDF00008
- CF21 Investment Adviser (14 Feb 2005 to 29 Oct 2007)
Ian David Grimshaw
IRN IDG00006
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Ian Duncan Seal
IRN IDS01036
- CF21 Investment Adviser (3 Nov 2006 to 7 Nov 2006)
- CF22 Investment Adviser (Trainee) (27 Jul 2005 to 3 Nov 2006)
Ian Edward Barnes
IRN IEB00005
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Ian Edward Miller
IRN IEM00006
- CF22 Investment Adviser (Trainee) (29 Aug 2002 to 15 May 2003)
Ian Edward Norman Barnes
IRN IEB00004
- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Ian Eric Ridge
IRN IER00001
- CF21 Investment Adviser (18 Jan 2005 to 12 Jul 2005)
Ian Gavin Spratt
IRN IGS00005
- CF1 Director (AR) (1 Dec 2001 to 3 Nov 2004)
Ian George Bailey
IRN IGB00003
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.