Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Edward Vaughan
IRN DEV00003
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Ellingworth
IRN DXE00032
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
David Elliott
IRN DXE00026
- CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2002)
David Ethan Tagger
IRN DET00008
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Geoffrey Hobbs
IRN DGH01101
- CF20 Significant Mgt (Settlements) (30 Oct 2006 to 1 Nov 2007)
David George Fry
IRN DGF00007
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2007)
David George Knight
IRN DGK01032
- CF22 Investment Adviser (Trainee) (27 Nov 2006 to 25 May 2007)
David Gilmour
IRN DXG00069
- CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
David Graham Tredwell
IRN DGT00016
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)
David Griffiths
IRN DXG00020
- CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.