Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul John Murray
IRN PJM00079
- (797)CF21 Investment Adviser (4 Feb 2005 to 29 Oct 2007)
Paul John Sutton
IRN PJS00015
- (691)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
Paul Keighly
IRN PXK01180
- (857)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Paul Kelly
IRN PMK00003
- (2815)CF4 Partner (AR) (1 Dec 2001 to 8 Feb 2005)
Paul Kendrick Clegg
IRN PKC01021
- (920)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Paul Lawson
IRN PFL01019
- (2796)CF22 Investment Adviser (Trainee) (24 May 2005 to 13 Jan 2006)
Paul Lewis
IRN PXL00116
- (1436)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Paul Louis Viner
IRN PLV00003
- (1369)CF4 Partner (AR) (1 Dec 2001 to 6 Feb 2003)
Paul Marriott
IRN PXM01444
- (1271)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Paul McDonald
IRN PXM00160
- (2461)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (45)SMF16 Compliance Oversight
6 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 days ago
controlled function added: (40)[FCA CF] Material risk taker
6 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 days ago
controlled function added: (38)[FCA CF] Significant management
6 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.