Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Matthew McGibbon
IRN MXM00155
- (2688)CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2002)
Matthew Paul Wacogne
IRN MPW00010
- (2978)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Matthew Rees
IRN MLR01055
- (1987)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Matthew Richard Jarman
IRN MRJ00027
- (1470)CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
Matthew Robert Keen
IRN MRK01039
- (290)CF22 Investment Adviser (Trainee) (23 Nov 2006 to 29 Oct 2007)
Maurice Ernest Robinson
IRN MER00018
- (2274)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2002)
Maurice Norwood
IRN MXN00034
- (327)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
Maxine Allison Chadaj
IRN MXS00200
- (2696)CF21 Investment Adviser (17 Oct 2005 to 29 Oct 2007)
- (2695)CF22 Investment Adviser (Trainee) (4 Mar 2005 to 17 Oct 2005)
Maxine Clarke
IRN MLC00002
- (1990)CF21 Investment Adviser (30 Dec 2004 to 14 Mar 2005)
Maxine Lorraine Webb
IRN MLW00010
- (1623)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (45)SMF16 Compliance Oversight
2 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (40)[FCA CF] Material risk taker
2 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (38)[FCA CF] Significant management
2 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.