Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Harvey Cohen
IRN HXC00032
- (757)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
Harvey Ian Wolff
IRN HIW00001
- (420)CF7 Sole Trader (AR) (12 May 2004 to 26 Feb 2005)
- (419)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
Hazel Carter
IRN HCC00004
- (2063)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (2062)CF22 Investment Adviser (Trainee) (8 Aug 2006 to 27 Jul 2007)
Heather Christine Barnes
IRN HCW00003
- (122)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Heather Sandra Berry
IRN HSG00001
- (2442)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Helen Claire Morley
IRN HCM00006
- (555)CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
- (556)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
Helen Connor
IRN HXC00029
- (99)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Helen Elaine Jenkins
IRN HEK00001
- (1019)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
Helen Elizabeth Jones
IRN HEJ00003
- (1413)CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2002)
Helen Jane Hamilton
IRN HJE00002
- (1142)CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Kinleigh Ltd (no longer appointed)
FRN 206223 · Appointed 29 May 2001 · Until 26 Mar 2003
Complete Property Services (Midlands) Limited (no longer appointed)
FRN 195832 · Appointed 29 May 2001 · Until 30 Dec 2002
Newby & Co Estate Agents (no longer appointed)
FRN 195782 · Appointed 29 May 2001 · Until 19 Dec 2001
Borron Shaw Estate Agents Ltd (no longer appointed)
FRN 195784 · Appointed 25 May 2001 · Until 10 Jan 2007
Raj Home & Loans (no longer appointed)
FRN 195812 · Appointed 23 May 2001 · Until 30 Jun 2003
Moneybox Financial Management (no longer appointed)
FRN 195982 · Appointed 23 May 2001 · Until 21 Feb 2005
Stonhill Swallow Limited (no longer appointed)
FRN 202003 · Appointed 15 May 2001 · Until 30 Oct 2004
Stonhill Swallow (no longer appointed)
FRN 202004 · Appointed 15 May 2001 · Until 30 Sep 2002
Lewis Barrel Independent Mortgage Consultants (no longer appointed)
FRN 206265 · Appointed 15 May 2001 · Until 10 Jan 2007
The Mortgage House of Northants (no longer appointed)
FRN 206264 · Appointed 14 May 2001 · Until 19 Dec 2002

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (45)SMF16 Compliance Oversight
14 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
14 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
14 hours ago
controlled function added: (40)[FCA CF] Material risk taker
14 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
14 hours ago
controlled function added: (38)[FCA CF] Significant management
14 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.