Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian David Bradshaw
IRN IDB00017
- (826)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
Ian David Finn
IRN IDF00007
- (2783)CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
Ian David Freeman
IRN IDF00008
- (398)CF21 Investment Adviser (14 Feb 2005 to 29 Oct 2007)
Ian David Grimshaw
IRN IDG00006
- (997)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Ian Duncan Seal
IRN IDS01036
- (2097)CF21 Investment Adviser (3 Nov 2006 to 7 Nov 2006)
- (2096)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 3 Nov 2006)
Ian Edward Barnes
IRN IEB00005
- (1528)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Ian Edward Miller
IRN IEM00006
- (1060)CF22 Investment Adviser (Trainee) (29 Aug 2002 to 15 May 2003)
Ian Edward Norman Barnes
IRN IEB00004
- (3046)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2007)
- (3047)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Ian Eric Ridge
IRN IER00001
- (161)CF21 Investment Adviser (18 Jan 2005 to 12 Jul 2005)
Ian Gavin Spratt
IRN IGS00005
- (1997)CF1 Director (AR) (1 Dec 2001 to 3 Nov 2004)

Smaller firms operating under this firm's FCA authorisation.

Haines & Company Ltd (no longer appointed)
FRN 206249 · Appointed 22 Jun 2001 · Until 24 Oct 2002
Webbers Property Services Ltd (no longer appointed)
FRN 206256 · Appointed 22 Jun 2001 · Until 23 Sep 2002
Norman Morrow (no longer appointed)
FRN 195946 · Appointed 22 Jun 2001 · Until 7 Apr 2003
A & L Mortgages (Scotland) Ltd (no longer appointed)
FRN 206247 · Appointed 22 Jun 2001 · Until 19 Jun 2003
Hanova Management Ltd (no longer appointed)
FRN 206248 · Appointed 22 Jun 2001 · Until 9 Jan 2007
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 22 Jun 2001 · Until 16 Dec 2002
Dale Mortgage Brokers (no longer appointed)
FRN 196040 · Appointed 22 Jun 2001 · Until 12 Jun 2003
PFM (Woodstock) Ltd (no longer appointed)
FRN 206246 · Appointed 22 Jun 2001 · Until 29 Oct 2007
The Mortgage Advice Centre & Estate Agency (no longer appointed)
FRN 196044 · Appointed 22 Jun 2001 · Until 1 Dec 2001
Partners Financial (no longer appointed)
FRN 196038 · Appointed 22 Jun 2001 · Until 14 Mar 2005

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (45)SMF16 Compliance Oversight
12 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
12 hours ago
controlled function added: (40)[FCA CF] Material risk taker
12 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
12 hours ago
controlled function added: (38)[FCA CF] Significant management
12 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.