Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Harvey Cohen
IRN HXC00032
- (757)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
Harvey Ian Wolff
IRN HIW00001
- (420)CF7 Sole Trader (AR) (12 May 2004 to 26 Feb 2005)
- (419)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
Hazel Carter
IRN HCC00004
- (2063)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (2062)CF22 Investment Adviser (Trainee) (8 Aug 2006 to 27 Jul 2007)
Heather Christine Barnes
IRN HCW00003
- (122)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Heather Sandra Berry
IRN HSG00001
- (2442)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Helen Claire Morley
IRN HCM00006
- (555)CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)
- (556)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
Helen Connor
IRN HXC00029
- (99)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Helen Elaine Jenkins
IRN HEK00001
- (1019)CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
Helen Elizabeth Jones
IRN HEJ00003
- (1413)CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2002)
Helen Jane Hamilton
IRN HJE00002
- (1142)CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Glenisters Estates Agents (no longer appointed)
FRN 207075 · Appointed 17 Aug 2001 · Until 1 Dec 2001
MortgageScene (no longer appointed)
FRN 207069 · Appointed 16 Aug 2001 · Until 5 Oct 2004
Kate Ryan (no longer appointed)
FRN 196302 · Appointed 3 Aug 2001 · Until 29 Apr 2003
Taylor & Wood Estate Agents (no longer appointed)
FRN 207047 · Appointed 3 Aug 2001 · Until 21 Jul 2003
Daniel McAlister & Sons (no longer appointed)
FRN 196301 · Appointed 30 Jul 2001 · Until 1 May 2003
Team Property Connections (no longer appointed)
FRN 196218 · Appointed 27 Jul 2001 · Until 26 Jan 2002
Appletons (no longer appointed)
FRN 207020 · Appointed 27 Jul 2001 · Until 26 Jan 2002
The Property Place Ltd (no longer appointed)
FRN 207021 · Appointed 27 Jul 2001 · Until 25 Nov 2002
Simon Blyth Rent Accom (no longer appointed)
FRN 207019 · Appointed 25 Jul 2001 · Until 25 Feb 2004
Lesley Carol Hickling (no longer appointed)
FRN 206293 · Appointed 25 Jul 2001 · Until 16 Dec 2003

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (45)SMF16 Compliance Oversight
8 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
8 hours ago
controlled function added: (40)[FCA CF] Material risk taker
8 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
8 hours ago
controlled function added: (38)[FCA CF] Significant management
8 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.