Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Noel Stephen Bannister
IRN NSB00028
- (1431)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Norman Alexander MacLennan
IRN NAM00010
- (2922)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
- (2921)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)
Norman Blair Lord
IRN NBL00002
- (1644)CF4 Partner (AR) (1 Dec 2001 to 4 Mar 2003)
Norman Garland McLeod
IRN NGM00011
- (1746)CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
- (1747)CF4 Partner (AR) (1 Dec 2001 to 13 Oct 2004)
Orazio Antonio D'Uva
IRN OAD00001
- (2571)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
Otis John Mason
IRN OJM01006
- (665)CF22 Investment Adviser (Trainee) (11 Jan 2007 to 29 Oct 2007)
Owen Barry Knox
IRN OBK00001
- (196)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
Owen Charles Edmonds
IRN OCE01000
- (1056)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (1055)CF22 Investment Adviser (Trainee) (17 Feb 2006 to 22 Aug 2006)
Owen Jonathon Sharp
IRN OJS01018
- (3111)CF30 Customer (19 Mar 2009 to 2 Aug 2009)
Owen Kevin Wilcox
IRN OKW00001
- (52)CF4 Partner (AR) (1 Dec 2001 to 1 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (45)SMF16 Compliance Oversight
5 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
5 days ago
controlled function added: (40)[FCA CF] Material risk taker
5 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
5 days ago
controlled function added: (38)[FCA CF] Significant management
5 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.