Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Taylor
IRN MXT00030
- (831)CF1 Director (AR) (1 Dec 2001 to 25 Mar 2003)
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Mark Terence Potter
IRN MTP00012
- (1696)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
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Mark Topping
IRN MXT00009
- (190)CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2004)
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Mark Warren Ahronson
IRN MXA00015
- (1026)CF1 Director (AR) (13 Jun 2003 to 29 Sep 2004)
- (1024)CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2003)
- (1025)CF7 Sole Trader (AR) (1 Dec 2001 to 13 Jun 2003)
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Mark Watson Benstead
IRN MWB01069
- (2216)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
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Mark Wayne Saunders
IRN MWS00006
- (3045)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
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Mark Williams
IRN MXW00156
- (1695)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Mark Wintle
IRN MXW00172
- (811)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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Mark Woolvett Dawes
IRN MWD00018
- (495)CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2004)
- (494)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
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Marshall Hunter
IRN MXH00045
- (597)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
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Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
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First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
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Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
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Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
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Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee