Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (since 4 Jun 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (1 Apr 2020 to 9 Mar 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Mar 2024)
- CF30 Customer (29 Jul 2014 to 8 Dec 2019)
-
- [FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
-
- CF30 Customer (19 Jun 2009 to 2 May 2014)
-
- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.