Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lee Philippa McCutcheon
IRN LPM00010
- (1384)CF1 Director (AR) (1 Dec 2001 to 17 Jun 2004)
Lee Thomas Watts
IRN LTW00001
- (3079)CF1 Director (AR) (1 Dec 2001 to 7 Nov 2005)
Lee Toms
IRN LWT01004
- (1933)[FCA CF] Material risk taker (9 Aug 2023 to 1 Apr 2024)
- (1932)SMF3 Executive Director (9 Dec 2019 to 9 Sep 2024)
- (1934)CF1 Director (16 May 2016 to 8 Dec 2019)
Leigh Stephen Brown
IRN LSB00005
- (796)CF4 Partner (AR) (1 Dec 2001 to 6 Feb 2003)
Leighton James Trodd
IRN LJT00008
- (2841)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Len Margetson
IRN LXM00056
- (543)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Lena Marjorie Joan Adams
IRN LMA01015
- (880)CF4 Partner (AR) (30 Sep 2002 to 24 Jan 2005)
Leon James Broady
IRN LJB01102
- (1810)CF1 Director (AR) (3 Jun 2005 to 29 Oct 2007)
Leonard Nicholas
IRN LXN00005
- (473)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Leonardo Jose Domenco Tricarico
IRN LJT00010
- (2430)CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (45)SMF16 Compliance Oversight
13 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
13 hours ago
controlled function added: (40)[FCA CF] Material risk taker
13 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
13 hours ago
controlled function added: (38)[FCA CF] Significant management
13 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.