Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Roland Blackman
IRN JRB00041
- CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2001)
John Samuel George Baker
IRN JSB01131
- CF16 Significant Mgt (Desgntd Investment Business) (21 Apr 2005 to 28 Jul 2005)
- CF20 Significant Mgt (Settlements) (23 Apr 2004 to 14 Apr 2005)
John Scott Douglas Howell
IRN JSH00033
- CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
John Seddon
IRN JXS00132
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
John Somerville
IRN JXS00041
- CF21 Investment Adviser (20 Sep 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 May 2006 to 20 Sep 2006)
John St Pierre Slatter
IRN JSS00030
- CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
John Stephen Dudley
IRN JSD00008
- CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Jul 2005 to 16 Jun 2006)
John Steven Brooks
IRN JSB01117
- CF22 Investment Adviser (Trainee) (20 Sep 2006 to 29 Oct 2007)
- CF1 Director (AR) (2 Jun 2006 to 3 Jul 2006)
John Stone Dixon
IRN JSD00004
- CF21 Investment Adviser (2 Sep 2004 to 15 Feb 2006)
- CF7 Sole Trader (AR) (1 Dec 2001 to 27 Feb 2003)
John Thomas Martin
IRN JTM00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Nov 2004)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.