Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Distribution (19 Mar 2020 to 9 Jun 2020)
- SMF18 Other Overall Responsibility (19 Mar 2020 to 25 Oct 2023)
- CF1 Director (AR) (5 Jan 2009 to 26 Aug 2010)
-
- Responsible for Insurance Distribution (19 Mar 2020 to 9 Jun 2020)
- SMF18 Other Overall Responsibility (19 Mar 2020 to 25 Oct 2023)
- CF1 Director (AR) (3 Jul 2009 to 26 Aug 2010)
-
- SMF18 Other Overall Responsibility (19 Mar 2020 to 25 Oct 2023)
- Responsible for Insurance Distribution (19 Mar 2020 to 9 Jun 2020)
-
- CF1 Director (AR) (16 Jul 2009 to 31 Dec 2009)
-
- Employed By (3 Jul 2009 to 21 Aug 2009)
-
- CF22 Investment Adviser (Trainee) (20 Sep 2006 to 29 Oct 2007)
- CF1 Director (AR) (20 Sep 2006 to 29 Oct 2007)
-
- CF22 Investment Adviser (Trainee) (20 Sep 2006 to 29 Oct 2007)
- CF1 Director (AR) (2 Jun 2006 to 3 Jul 2006)
-
- CF1 Director (AR) (31 Oct 2004 to 12 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.