Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian George Bailey
IRN IGB00003
- (1464)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Ian Goody
IRN IXG00017
- (3070)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Ian Harold Gill
IRN IXG00004
- (2194)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2006)
Ian Heath Leslie
IRN IHL00002
- (1549)CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2003)
Ian James Chaplin
IRN IJC00002
- (339)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Ian James Foster
IRN IJF01015
- (1067)CF22 Investment Adviser (Trainee) (24 Oct 2002 to 24 Oct 2002)
- (1068)CF21 Investment Adviser (24 Oct 2002 to 29 Oct 2007)
Ian John Pygott
IRN IJP00004
- (1858)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
Ian McCarthy
IRN IXM00077
- (2939)CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- (2940)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Ian McGiffen
IRN IXM00078
- (252)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Ian Michael Holmes
IRN IMH00003
- (1168)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Andrew Kaznowski (no longer appointed)
FRN 196522 · Appointed 30 Aug 2001 · Until 25 Feb 2004
Mortgage Advice Bureau. (no longer appointed)
FRN 207083 · Appointed 29 Aug 2001 · Until 7 Mar 2005
Woodrow Morris (no longer appointed)
FRN 207084 · Appointed 29 Aug 2001 · Until 30 Jun 2003
Iain Munro Genard (no longer appointed)
FRN 196520 · Appointed 28 Aug 2001 · Until 28 Jan 2004
CSM Property Management & Letting Consultants (no longer appointed)
FRN 196525 · Appointed 24 Aug 2001 · Until 10 Dec 2003
Pall Mall Estates (no longer appointed)
FRN 207081 · Appointed 22 Aug 2001 · Until 30 Jul 2002
PAB Property Consultants (no longer appointed)
FRN 196524 · Appointed 22 Aug 2001 · Until 1 May 2003
A1 Mortgages (no longer appointed)
FRN 207080 · Appointed 22 Aug 2001 · Until 1 Dec 2001
Mortgage Funding (Hampshire) Limited (no longer appointed)
FRN 196523 · Appointed 22 Aug 2001 · Until 24 Apr 2003
Farmer & Dyer (no longer appointed)
FRN 207079 · Appointed 22 Aug 2001 · Until 25 Feb 2002

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (45)SMF16 Compliance Oversight
10 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
10 hours ago
controlled function added: (40)[FCA CF] Material risk taker
10 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (38)[FCA CF] Significant management
10 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.