Ian Goody

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Financial Group Limited

    FRN 525971

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (25 Mar 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Mar 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2011 to 30 Sep 2018)
    • CF1 Director (1 Feb 2011 to 8 Dec 2019)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 30 Mar 2015)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF4 Partner (AR) (31 Oct 2004 to 17 May 2006)
  • Home Mortgage Search LLP (no longer approved here)

    FRN 413338

    • Employed By (31 Oct 2004 to 17 May 2006)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.