Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Helen Louise Gent
IRN HLG00007
- (1843)CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2004)
- (1844)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Helen Mary Browning
IRN HML01025
- (1122)CF21 Investment Adviser (22 Aug 2006 to 29 Oct 2007)
- (1121)CF22 Investment Adviser (Trainee) (13 May 2002 to 22 Aug 2006)
Helen Mary Martin
IRN HMM01060
- (2859)CF1 Director (AR) (1 Dec 2001 to 19 Apr 2005)
Helena Louise Morrissey
IRN HLM01020
- (3059)CF1 Director (4 Jul 2017 to 18 Oct 2019)
Helene Banfield
IRN HXB01168
- (3080)CF4 Partner (AR) (21 Oct 2003 to 22 Nov 2004)
Henry David Rafferty
IRN HDR00009
- (2864)CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)
Henry Eric Boyce
IRN HEB00008
- (1801)CF1 Director (AR) (6 Sep 2004 to 9 Jul 2009)
- (1799)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (1800)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
Henry Irving
IRN HXI00007
- (2408)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2007)
Hilary Ann Penfold
IRN HAP00006
- (1591)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Hillary Edward Powell
IRN HEP00003
- (541)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Solutions (no longer appointed)
FRN 214167 · Appointed 1 Dec 2001 · Until 21 Mar 2006
Sharman Quinney Financial Services Limited (no longer appointed)
FRN 176792 · Appointed 1 Dec 2001 · Until 19 Aug 2004
The Mortgage Place Limited (no longer appointed)
FRN 187891 · Appointed 1 Dec 2001 · Until 25 Nov 2002
Wright Mortgages (no longer appointed)
FRN 214223 · Appointed 1 Dec 2001 · Until 20 Sep 2002
DD Insurance & Financial Services (no longer appointed)
FRN 162534 · Appointed 1 Dec 2001 · Until 13 Jul 2004
McLeod Ross Financial Advisers (no longer appointed)
FRN 207133 · Appointed 1 Nov 2001 · Until 15 Oct 2004
Preferential Properties Ltd (no longer appointed)
FRN 207132 · Appointed 31 Oct 2001 · Until 10 Apr 2002
P Birch, S Mansfield & I Perry (no longer appointed)
FRN 207115 · Appointed 30 Oct 2001 · Until 1 Dec 2001
North Star Mortgage Services (no longer appointed)
FRN 207112 · Appointed 29 Oct 2001 · Until 26 Feb 2003
Oxford Mortgage House (no longer appointed)
FRN 207111 · Appointed 29 Oct 2001 · Until 2 Apr 2003

Updates to this firm's record on the FCA register.

4 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (45)SMF16 Compliance Oversight
4 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
4 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
4 hours ago
controlled function added: (40)[FCA CF] Material risk taker
4 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
4 hours ago
controlled function added: (38)[FCA CF] Significant management
4 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.