Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Guthrie
IRN JXG00055
- (1075)CF21 Investment Adviser (23 Sep 2002 to 29 Oct 2007)
- (1074)CF22 Investment Adviser (Trainee) (8 Jul 2002 to 23 Sep 2002)
James Hughes
IRN JXH00170
- (488)CF21 Investment Adviser (15 Feb 2005 to 28 Sep 2005)
James Ian Mitchell
IRN JIM00004
- (2550)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
James Jaiparkash Bawa
IRN JJB00033
- (3132)CF1 Director (AR) (28 Jul 2004 to 29 Oct 2007)
James John Austin
IRN JJA00004
- (2399)CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
James John Corden
IRN JJC01080
- (925)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
James Kersh
IRN JXK01207
- (1244)CF4 Partner (AR) (1 Dec 2001 to 21 Jul 2003)
James Mark Platt
IRN JMP00007
- (708)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2005)
James Mc Mullan
IRN JXM00245
- (142)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
James Michael Aitchison
IRN JMA01144
- (1944)CF22 Investment Adviser (Trainee) (26 Feb 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Robert Sterling Limited (no longer appointed)
FRN 178828 · Appointed 1 Dec 2001 · Until 19 Sep 2003
Homebuyers Financial Services (no longer appointed)
FRN 193626 · Appointed 1 Dec 2001 · Until 25 Sep 2002
Financial Advice Bureau.com Ltd (no longer appointed)
FRN 193972 · Appointed 1 Dec 2001 · Until 15 Mar 2004
MacGregor Mortgages Ltd (no longer appointed)
FRN 201871 · Appointed 1 Dec 2001 · Until 14 Apr 2005
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 1 Dec 2001 · Until 26 Feb 2005
Charles Derby Hayes Ltd (no longer appointed)
FRN 187785 · Appointed 1 Dec 2001 · Until 8 Nov 2004
P G Financial Services Ltd (no longer appointed)
FRN 193389 · Appointed 1 Dec 2001 · Until 27 Aug 2002
Christopher John Ireland (no longer appointed)
FRN 178610 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
JA Gregory (no longer appointed)
FRN 214166 · Appointed 1 Dec 2001 · Until 3 Mar 2003

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (45)SMF16 Compliance Oversight
8 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
8 hours ago
controlled function added: (40)[FCA CF] Material risk taker
8 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
8 hours ago
controlled function added: (38)[FCA CF] Significant management
8 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.