Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Robert Willmont
IRN ARW00010
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Alan Ronald Dunn
IRN ARD00012
- CF21 Investment Adviser (6 Dec 2002 to 13 Oct 2003)
- CF22 Investment Adviser (Trainee) (15 May 2002 to 6 Dec 2002)
Alan Saunders
IRN AXS00177
- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Alan Stone
IRN AXS00141
- CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
Alan Thein
IRN AXT01137
- CF30 Customer (6 Nov 2007 to 2 Jun 2014)
Alan William Johnson
IRN AWJ00005
- CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Alan Wilson Scott
IRN AXS00028
- CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
Alastair Robert Brown
IRN ARB00052
- CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
Alex McNeill
IRN AXM01866
- CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Alex Yazdani
IRN HAY00001
- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Holmes & Holmes Limited (no longer appointed)
FRN 175964 · Appointed 1 Dec 2001 · Until 17 Sep 2004
J D Gallagher (no longer appointed)
FRN 214164 · Appointed 1 Dec 2001 · Until 8 Nov 2002
Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
Greenles and Co (no longer appointed)
FRN 160630 · Appointed 1 Dec 2001 · Until 25 Jul 2003
Mortgage Advice Service (Cardiff) (no longer appointed)
FRN 214178 · Appointed 1 Dec 2001 · Until 10 Dec 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.