Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Anthony Barnes
IRN DAB00094
- CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
David Anthony Turley
IRN DAT00004
- CF22 Investment Adviser (Trainee) (14 Feb 2002 to 14 Feb 2002)
David Armitage Mann
IRN DAM00029
- CF21 Investment Adviser (1 Feb 2005 to 5 Mar 2006)
David Arthur Ashley
IRN DAA00009
- CF21 Investment Adviser (22 Dec 2004 to 7 Jan 2007)
David Arthur Mitchell
IRN DAM00072
- CF1 Director (AR) (18 Jul 2003 to 12 Aug 2004)
- CF4 Partner (AR) (1 Dec 2001 to 18 Jul 2003)
David Ballyn
IRN DXB01562
- CF1 Director (AR) (28 Jun 2005 to 29 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 17 May 2004)
David Barlow
IRN DXB00236
- CF22 Investment Adviser (Trainee) (14 Feb 2002 to 5 Jul 2002)
David Bride
IRN DXB01709
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
David Charles Anthony Busby
IRN DCB00030
- CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)
David Charles Morris
IRN DCM00034
- CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Robinson & Jackson Mortgage & Financial Services Ltd (no longer appointed)
FRN 179444 · Appointed 1 Dec 2001 · Until 27 Oct 2003
Direct Financial Services (UK) Ltd (no longer appointed)
FRN 170769 · Appointed 1 Dec 2001 · Until 29 Jun 2003
Mortage Centres Ltd (Introducer) (no longer appointed)
FRN 201849 · Appointed 1 Dec 2001 · Until 6 Sep 2002
Fraser Lloyd Financial Services Ltd (no longer appointed)
FRN 178266 · Appointed 1 Dec 2001 · Until 13 Mar 2006
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Holmes & Holmes Limited (no longer appointed)
FRN 175964 · Appointed 1 Dec 2001 · Until 17 Sep 2004
J D Gallagher (no longer appointed)
FRN 214164 · Appointed 1 Dec 2001 · Until 8 Nov 2002
Falkland Financial Services Ltd (no longer appointed)
FRN 194904 · Appointed 1 Dec 2001 · Until 4 Mar 2003
Greenles and Co (no longer appointed)
FRN 160630 · Appointed 1 Dec 2001 · Until 25 Jul 2003
Mortgage Advice Service (Cardiff) (no longer appointed)
FRN 214178 · Appointed 1 Dec 2001 · Until 10 Dec 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.