David Ballyn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (28 Jun 2005 to 29 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 17 May 2004)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (28 Jun 2005 to 9 Feb 2008)
- CF4 Partner (AR) (31 Oct 2004 to 28 Jun 2005)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF4 Partner (AR) (5 May 2005 to 28 Jun 2005)
- CF1 Director (AR) (17 May 2004 to 5 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.