Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Edward Vaughan
IRN DEV00003
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Ellingworth
IRN DXE00032
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
David Elliott
IRN DXE00026
- CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2002)
David Ethan Tagger
IRN DET00008
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Geoffrey Hobbs
IRN DGH01101
- CF20 Significant Mgt (Settlements) (30 Oct 2006 to 1 Nov 2007)
David George Fry
IRN DGF00007
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2007)
David George Knight
IRN DGK01032
- CF22 Investment Adviser (Trainee) (27 Nov 2006 to 25 May 2007)
David Gilmour
IRN DXG00069
- CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
David Graham Tredwell
IRN DGT00016
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)
David Griffiths
IRN DXG00020
- CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Keys and Lee Financial Services Ltd (no longer appointed)
FRN 133865 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Oliver Jones Associates (no longer appointed)
FRN 179389 · Appointed 1 Dec 2001 · Until 3 Jun 2003
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
MJ Financial Services (no longer appointed)
FRN 176191 · Appointed 1 Dec 2001 · Until 25 Mar 2004
Chambers Financial Advisers (no longer appointed)
FRN 160854 · Appointed 1 Dec 2001 · Until 16 Apr 2004
Hunters Financial Services Limited (no longer appointed)
FRN 157503 · Appointed 1 Dec 2001 · Until 1 May 2003
Homebuyers Financial Services (no longer appointed)
FRN 193626 · Appointed 1 Dec 2001 · Until 25 Sep 2002
Mortgage Movers (no longer appointed)
FRN 182487 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Personal Mortgage Services (no longer appointed)
FRN 214188 · Appointed 1 Dec 2001 · Until 2 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.