Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeffrey Rutter
IRN JXR00054
- (1533)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Jeffrey Taylor
IRN JXT01384
- (342)CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
Jennifer Cookman
IRN JXC00200
- (283)CF1 Director (AR) (16 Oct 2003 to 7 Jun 2007)
- (282)CF4 Partner (AR) (1 Dec 2001 to 16 Oct 2003)
Jennifer Howl
IRN JXR00019
- (2095)CF21 Investment Adviser (13 Jan 2005 to 29 Oct 2007)
Jennifer Leach
IRN JXL00099
- (1784)CF21 Investment Adviser (4 Feb 2002 to 19 Dec 2005)
- (1783)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
Jeremy Graham Webb
IRN JGW00026
- (3058)CF1 Director (AR) (25 Aug 2004 to 29 Oct 2007)
- (3057)CF4 Partner (AR) (1 Dec 2001 to 25 Aug 2004)
Jeremy Mark May
IRN JMM00015
- (2917)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2002)
Jeremy Nigel Hallett
IRN JNH00010
- (2511)CF22 Investment Adviser (Trainee) (1 Apr 2005 to 11 Feb 2006)
Jeremy Russell Collins
IRN JRC01155
- (1156)CF1 Director (AR) (29 Apr 2002 to 14 Jan 2005)
Jerry Simon James Williams
IRN JSW00029
- (2316)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Keys and Lee Financial Services Ltd (no longer appointed)
FRN 133865 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Oliver Jones Associates (no longer appointed)
FRN 179389 · Appointed 1 Dec 2001 · Until 3 Jun 2003
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
MJ Financial Services (no longer appointed)
FRN 176191 · Appointed 1 Dec 2001 · Until 25 Mar 2004
Chambers Financial Advisers (no longer appointed)
FRN 160854 · Appointed 1 Dec 2001 · Until 16 Apr 2004
Hunters Financial Services Limited (no longer appointed)
FRN 157503 · Appointed 1 Dec 2001 · Until 1 May 2003
Homebuyers Financial Services (no longer appointed)
FRN 193626 · Appointed 1 Dec 2001 · Until 25 Sep 2002
Mortgage Movers (no longer appointed)
FRN 182487 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Personal Mortgage Services (no longer appointed)
FRN 214188 · Appointed 1 Dec 2001 · Until 2 Jul 2002

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (45)SMF16 Compliance Oversight
11 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (40)[FCA CF] Material risk taker
11 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (38)[FCA CF] Significant management
11 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.