Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (17 Jul 2014 to 11 Sep 2015)
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- (1)Employed By (17 Jul 2014 to 11 Sep 2015)
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- CF30 Customer (3 Feb 2011 to 12 Aug 2013)
- CF21 Investment Adviser (29 Nov 2006 to 24 Apr 2007)
- CF22 Investment Adviser (Trainee) (24 Oct 2005 to 29 Nov 2006)
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- CF30 Customer (29 Sep 2008 to 29 Mar 2010)
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- CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
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- CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
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- CF21 Investment Adviser (28 Jun 2004 to 16 Dec 2005)
- CF22 Investment Adviser (Trainee) (27 Feb 2004 to 28 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.