Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Robert Willmont
IRN ARW00010
- CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Alan Ronald Dunn
IRN ARD00012
- CF21 Investment Adviser (6 Dec 2002 to 13 Oct 2003)
- CF22 Investment Adviser (Trainee) (15 May 2002 to 6 Dec 2002)
Alan Saunders
IRN AXS00177
- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Alan Stone
IRN AXS00141
- CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
Alan Thein
IRN AXT01137
- CF30 Customer (6 Nov 2007 to 2 Jun 2014)
Alan William Johnson
IRN AWJ00005
- CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Alan Wilson Scott
IRN AXS00028
- CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
Alastair Robert Brown
IRN ARB00052
- CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
Alex McNeill
IRN AXM01866
- CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
Alex Yazdani
IRN HAY00001
- CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Frost Property Financial Ltd (no longer appointed)
FRN 179349 · Appointed 1 Dec 2001 · Until 12 May 2004
Blackfriars Mortgage and Financial Services Limited (no longer appointed)
FRN 187631 · Appointed 1 Dec 2001 · Until 9 Mar 2004
Anglebury Financial Services Limited (no longer appointed)
FRN 201675 · Appointed 1 Dec 2001 · Until 11 Jan 2007
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 1 Dec 2001 · Until 26 Feb 2005
Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Geoffrey Matthew Financial Services (no longer appointed)
FRN 214158 · Appointed 1 Dec 2001 · Until 19 Dec 2005
Complete Move Mortgages Ltd (no longer appointed)
FRN 185115 · Appointed 1 Dec 2001 · Until 2 Feb 2005
BKD Financial Planning (no longer appointed)
FRN 214147 · Appointed 1 Dec 2001 · Until 19 Dec 2005
Goodlace Financial Services (no longer appointed)
FRN 214160 · Appointed 1 Dec 2001 · Until 1 Sep 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.