Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Janine Caley
IRN JXC00661
- (2637)[FCA CF] Material risk taker (6 Jul 2022 to 11 Jul 2025)
Jared Morgan Evans
IRN JME00024
- (294)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Jason Andrew Payne
IRN JAP00030
- (576)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Jason Cule
IRN JLC01163
- (2758)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2025)
- (2759)CF11 Money Laundering Reporting (2 Jun 2015 to 8 Dec 2019)
Jason Forster
IRN JSF01044
- (2191)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Jason John Beecroft
IRN JJB00055
- (2032)CF21 Investment Adviser (11 May 2006 to 29 Oct 2007)
- (2031)CF22 Investment Adviser (Trainee) (20 Jul 2005 to 11 May 2006)
Jason Marsh
IRN JRM00091
- (2244)CF22 Investment Adviser (Trainee) (18 Jan 2007 to 29 Oct 2007)
Jason Scott Downer
IRN JSD00015
- (1618)CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)
Jason Stuart Parks
IRN JSP01062
- (1143)CF22 Investment Adviser (Trainee) (26 Apr 2002 to 16 Sep 2003)
Jason Thomas Ruse
IRN JTR00003
- (1610)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Frost Property Financial Ltd (no longer appointed)
FRN 179349 · Appointed 1 Dec 2001 · Until 12 May 2004
Blackfriars Mortgage and Financial Services Limited (no longer appointed)
FRN 187631 · Appointed 1 Dec 2001 · Until 9 Mar 2004
Anglebury Financial Services Limited (no longer appointed)
FRN 201675 · Appointed 1 Dec 2001 · Until 11 Jan 2007
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 1 Dec 2001 · Until 26 Feb 2005
Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Geoffrey Matthew Financial Services (no longer appointed)
FRN 214158 · Appointed 1 Dec 2001 · Until 19 Dec 2005
Complete Move Mortgages Ltd (no longer appointed)
FRN 185115 · Appointed 1 Dec 2001 · Until 2 Feb 2005
BKD Financial Planning (no longer appointed)
FRN 214147 · Appointed 1 Dec 2001 · Until 19 Dec 2005
Goodlace Financial Services (no longer appointed)
FRN 214160 · Appointed 1 Dec 2001 · Until 1 Sep 2004

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (45)SMF16 Compliance Oversight
6 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 hours ago
controlled function added: (40)[FCA CF] Material risk taker
6 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 hours ago
controlled function added: (38)[FCA CF] Significant management
6 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.