Jason Marsh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (18 Oct 2016 to 1 Jul 2018)
    • CF30 Customer (8 May 2013 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Mar 2012 to 23 Feb 2013)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (18 Jan 2007 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (18 Jan 2007 to 29 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (29 Aug 2002 to 29 Jan 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.