Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Catherine Elizabeth Christopher
IRN CEC01054
- CF22 Investment Adviser (Trainee) (22 Oct 2002 to 10 Jan 2003)
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Catherine Elizabeth Fitt
IRN CEF00013
- CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)
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Catherine Jean Stafford
IRN CJS00135
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Mar 2003)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 11 Mar 2003)
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Catherine Lucy Griffiths
IRN CLG01072
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
- [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2023)
- CF10a CASS Oversight function (12 Feb 2018 to 8 Dec 2019)
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Catherine MacIver
IRN CXM00101
- CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
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Catherine Rosemary Reid Vine-Lott
IRN CRA01019
- CF8 Apportionment and Oversight (1 Aug 2006 to 28 Jan 2009)
- CF1 Director (1 Aug 2006 to 28 Jan 2009)
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Catherine Teresa Garbutt
IRN CTG00008
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
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Cecil William Beattie Johnston
IRN CXJ00029
- CF1 Director (AR) (24 Sep 2004 to 31 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 1 Dec 2001)
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Chad Rakvin
IRN CXR01728
- [FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
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Charles Burnett
IRN CXB01595
- CF1 Director (AR) (9 Mar 2005 to 19 Jul 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Millbryn Financial Services (no longer appointed)
FRN 200862 · Appointed 1 Dec 2001 · Until 19 Feb 2004
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Mortgage Advice Service (Nottingham) (no longer appointed)
FRN 214180 · Appointed 1 Dec 2001 · Until 2 Jun 2004
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Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 11 Nov 2002
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Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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Mortgage Choice Services Limited (no longer appointed)
FRN 193199 · Appointed 1 Dec 2001 · Until 10 Mar 2003
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Brace & Oakley Partners (Horley) (no longer appointed)
FRN 188956 · Appointed 1 Dec 2001 · Until 8 Aug 2002
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Meridian Mortgage & Financial Services Limited (no longer appointed)
FRN 201533 · Appointed 1 Dec 2001 · Until 23 May 2005
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FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.