Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Edward Vaughan
IRN DEV00003
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Ellingworth
IRN DXE00032
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
David Elliott
IRN DXE00026
- CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2002)
David Ethan Tagger
IRN DET00008
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
David Geoffrey Hobbs
IRN DGH01101
- CF20 Significant Mgt (Settlements) (30 Oct 2006 to 1 Nov 2007)
David George Fry
IRN DGF00007
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2007)
David George Knight
IRN DGK01032
- CF22 Investment Adviser (Trainee) (27 Nov 2006 to 25 May 2007)
David Gilmour
IRN DXG00069
- CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
David Graham Tredwell
IRN DGT00016
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2004)
David Griffiths
IRN DXG00020
- CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Midland Financial Consultancy Services (no longer appointed)
FRN 214171 · Appointed 1 Dec 2001 · Until 23 Feb 2005
Hemmings Associates (no longer appointed)
FRN 201596 · Appointed 1 Dec 2001 · Until 11 Nov 2004
Bridges 2000 Limited (no longer appointed)
FRN 185815 · Appointed 1 Dec 2001 · Until 22 Apr 2005
John Fisk and Company (no longer appointed)
FRN 156052 · Appointed 1 Dec 2001 · Until 28 Jan 2004
Churchill Estates Independent Mortgage Services (no longer appointed)
FRN 214138 · Appointed 1 Dec 2001 · Until 4 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Brian Armitage Mortgage Insurance and Pension Services (no longer appointed)
FRN 161035 · Appointed 1 Dec 2001 · Until 30 Apr 2004
Local Financial Services Ltd (no longer appointed)
FRN 201112 · Appointed 1 Dec 2001 · Until 24 Jul 2003
Bramleys Financial Consultants Limited (no longer appointed)
FRN 157218 · Appointed 1 Dec 2001 · Until 3 Mar 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.