Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Thomas Martin

    IRN JTM00012

    • (1669)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Nov 2004)
  • John Thompson

    IRN JXT00077

    • (80)CF1 Director (AR) (2 Jan 2003 to 4 Jun 2003)
    • (78)CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2003)
    • (79)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Jan 2003)
  • John Thomson Bache

    IRN JTB00013

    • (2391)CF22 Investment Adviser (Trainee) (29 Mar 2005 to 11 Oct 2006)
    • (2392)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
  • John Victor Whetton

    IRN JVW00008

    • (323)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
  • John Vincent Beirne

    IRN JVB00008

    • (2694)CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)
  • John WHERTON

    IRN JMW01287

    • (1907)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
  • John Walker

    IRN JXW00133

    • (466)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
    • (467)CF1 Director (AR) (1 Dec 2001 to 26 Feb 2003)
  • John Walker

    IRN JXW00159

    • (2660)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
    • (2661)CF4 Partner (AR) (1 Dec 2001 to 26 Feb 2002)
  • John William Penn

    IRN JWP00011

    • (2319)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
    • (2320)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
  • John William Rickell

    IRN JWR00021

    • (296)CF21 Investment Adviser (19 Jul 2006 to 29 Oct 2007)
    • (295)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Jul 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (46)SMF7 Group Entity Senior Manager

  2. controlled function added: (45)SMF16 Compliance Oversight

  3. controlled function added: (44)SMF7 Group Entity Senior Manager

  4. controlled function added: (43)SMF7 Group Entity Senior Manager

  5. controlled function added: (42)SMF7 Group Entity Senior Manager

  6. controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (40)[FCA CF] Material risk taker

  8. controlled function added: (39)SMF18 Other Overall Responsibility

  9. controlled function added: (38)[FCA CF] Significant management

  10. controlled function added: (37)[FCA CF] Manager of certification employee

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