Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Owen Murfitt
IRN OXM00001
- (1926)CF22 Investment Adviser (Trainee) (6 Dec 2005 to 18 Aug 2006)
Owen Richard Sayer
IRN ORS01006
- (2193)CF21 Investment Adviser (11 Apr 2006 to 27 Nov 2006)
- (2192)CF22 Investment Adviser (Trainee) (14 Apr 2005 to 11 Apr 2006)
Owen Roe Magill
IRN ORM00001
- (648)CF1 Director (AR) (18 Aug 2003 to 29 Oct 2007)
Pamela Christine Payne
IRN PCP00005
- (96)CF1 Director (AR) (1 Dec 2001 to 1 Aug 2003)
Patricia Angela Law
IRN PAL00007
- (676)CF21 Investment Adviser (22 Dec 2004 to 29 Apr 2005)
Patricia Ann Anderson
IRN PAA00003
- (723)CF21 Investment Adviser (1 Dec 2001 to 12 May 2003)
Patricia Ann Callican
IRN PAC00049
- (106)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Patricia Ann Fairnall
IRN PAF01085
- (871)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Patricia Owen
IRN PXO01145
- (674)CF22 Investment Adviser (Trainee) (18 Aug 2006 to 28 Sep 2007)
Patricia Sophia Hussey
IRN PSH00012
- (813)CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
- (812)CF22 Investment Adviser (Trainee) (1 Feb 2005 to 29 Mar 2006)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Advice Service Franchise Ltd (no longer appointed)
FRN 210173 · Appointed 27 Feb 2002 · Until 17 Jan 2007
Advisory Mortgage Services (no longer appointed)
FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005
Grenville Turner (no longer appointed)
FRN 209502 · Appointed 1 Feb 2002 · Until 25 Apr 2006
The Yes Mortgage Centre (no longer appointed)
FRN 208760 · Appointed 16 Jan 2002 · Until 20 Jan 2005
Hinckley & Rugby Financial Services Ltd (no longer appointed)
FRN 208768 · Appointed 16 Jan 2002 · Until 11 Jan 2006
David Davies Estate Agents Ltd (no longer appointed)
FRN 208764 · Appointed 16 Jan 2002 · Until 26 Nov 2004
David Walkers & Associates (no longer appointed)
FRN 208761 · Appointed 16 Jan 2002 · Until 25 Nov 2004
Atlas Financial Services UK Limited (no longer appointed)
FRN 187777 · Appointed 1 Dec 2001 · Until 7 Feb 2003
GTM Accountancy (no longer appointed)
FRN 186464 · Appointed 1 Dec 2001 · Until 20 May 2004
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (45)SMF16 Compliance Oversight
5 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
5 days ago
controlled function added: (40)[FCA CF] Material risk taker
5 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
5 days ago
controlled function added: (38)[FCA CF] Significant management
5 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.