Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jonathon Robert Noblett
IRN JRN00013
- (1429)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)
Joseph Gillen
IRN JXG00102
- (489)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Aug 2005)
Joseph Leon Schwok
IRN JLS01148
- (2722)CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- (2723)CF22 Investment Adviser (Trainee) (8 Oct 2007 to 31 Oct 2007)
Joseph Matthew Farrelly
IRN JMF00036
- (1601)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2005)
Joseph Trimble
IRN JXT00065
- (607)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Julia Barclay Williams
IRN JBW00004
- (1992)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)
Julia Ellen Pourmozafari
IRN JEP00050
- (1357)CF4 Partner (AR) (1 Dec 2001 to 27 Jul 2004)
Julian Anthony Biela
IRN JAB00068
- (441)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
Julian Goodlace
IRN JXG00083
- (627)CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
- (628)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Aug 2004)
Julian Gwynfor Pole
IRN JGP00016
- (254)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Advice Service Franchise Ltd (no longer appointed)
FRN 210173 · Appointed 27 Feb 2002 · Until 17 Jan 2007
Advisory Mortgage Services (no longer appointed)
FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005
Grenville Turner (no longer appointed)
FRN 209502 · Appointed 1 Feb 2002 · Until 25 Apr 2006
The Yes Mortgage Centre (no longer appointed)
FRN 208760 · Appointed 16 Jan 2002 · Until 20 Jan 2005
Hinckley & Rugby Financial Services Ltd (no longer appointed)
FRN 208768 · Appointed 16 Jan 2002 · Until 11 Jan 2006
David Davies Estate Agents Ltd (no longer appointed)
FRN 208764 · Appointed 16 Jan 2002 · Until 26 Nov 2004
David Walkers & Associates (no longer appointed)
FRN 208761 · Appointed 16 Jan 2002 · Until 25 Nov 2004
Atlas Financial Services UK Limited (no longer appointed)
FRN 187777 · Appointed 1 Dec 2001 · Until 7 Feb 2003
GTM Accountancy (no longer appointed)
FRN 186464 · Appointed 1 Dec 2001 · Until 20 May 2004
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (45)SMF16 Compliance Oversight
11 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (40)[FCA CF] Material risk taker
11 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (38)[FCA CF] Significant management
11 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.