Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Merrigan
IRN PXM00163
- (1803)CF1 Director (AR) (1 Dec 2001 to 15 May 2006)
- (1802)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
Paul Nicholas Turner
IRN PNT00004
- (2092)CF21 Investment Adviser (13 Jan 2005 to 6 Feb 2005)
Paul Raymond Allen
IRN PRA00024
- (1452)CF1 Director (AR) (1 Dec 2001 to 24 Feb 2003)
Paul Raymond Dobbs
IRN PRD00021
- (1307)CF21 Investment Adviser (30 Dec 2004 to 29 Oct 2007)
Paul Richard Williamson
IRN PRW01080
- (1236)CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2005)
Paul Robert Simons
IRN PRS00027
- (982)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Paul Roger Wilson Smith
IRN PRS00070
- (1331)CF4 Partner (AR) (1 Dec 2001 to 9 Dec 2005)
Paul Ronald Petrie
IRN PRP00015
- (219)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Paul Roy Boorman
IRN PRB01148
- (1070)CF22 Investment Adviser (Trainee) (22 Jun 2007 to 29 Oct 2007)
Paul Russel Smith
IRN PRS00048
- (1295)CF22 Investment Adviser (Trainee) (30 Jul 2007 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agents. (no longer appointed)
FRN 223465 · Appointed 7 Mar 2003 · Until 29 Apr 2003
E Mehmet (no longer appointed)
FRN 214153 · Appointed 5 Mar 2003 · Until 6 Aug 2004
Annette Jones (no longer appointed)
FRN 214157 · Appointed 5 Mar 2003 · Until 14 Mar 2003
First Call Finance (no longer appointed)
FRN 214386 · Appointed 5 Mar 2003 · Until 30 Sep 2003
Newton & Derry (Newark) Ltd (no longer appointed)
FRN 222734 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Key Estate Agents (Attleborough) Ltd (no longer appointed)
FRN 222733 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Mortgage Advice Bureau (no longer appointed)
FRN 222624 · Appointed 6 Feb 2003 · Until 11 Mar 2005
Friday Feeling Ltd (no longer appointed)
FRN 222589 · Appointed 5 Feb 2003 · Until 16 Feb 2005
Molyneux Estates (no longer appointed)
FRN 222580 · Appointed 5 Feb 2003 · Until 16 Apr 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 221621 · Appointed 2 Jan 2003 · Until 9 Jun 2003

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (46)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (45)SMF16 Compliance Oversight
6 days ago
controlled function added: (44)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (43)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (42)SMF7 Group Entity Senior Manager
6 days ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
6 days ago
controlled function added: (40)[FCA CF] Material risk taker
6 days ago
controlled function added: (39)SMF18 Other Overall Responsibility
6 days ago
controlled function added: (38)[FCA CF] Significant management
6 days ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.