Paul Nicholas Turner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Nov 2014 to 8 Dec 2019)
  • KINGFURNESS & ASSOCIATES LIMITED (no longer approved here)

    FRN 232518

    • CF30 Customer (31 May 2011 to 1 Dec 2014)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (13 Jan 2005 to 6 Feb 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (13 Jan 2005 to 6 Feb 2005)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF21 Investment Adviser (13 Jan 2005 to 14 Feb 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.