Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Patrick John Hemsted
IRN APH00026
- (362)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (361)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
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Andrew Patrick Mullan
IRN APM01117
- (656)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 29 Oct 2007)
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Andrew Paul Brook
IRN APB00038
- (2457)CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)
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Andrew Rawcliffe
IRN AXR00030
- (2995)CF21 Investment Adviser (23 Dec 2004 to 29 Oct 2007)
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Andrew Richard Wright
IRN ARW01150
- (2152)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
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Andrew Robert Hobbs
IRN ARH00020
- (2491)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
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Andrew Robert Moorhouse
IRN ARM00051
- (1539)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2003)
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Andrew Rook
IRN AXR00091
- (3001)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Sep 2002)
- (3002)CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2002)
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Andrew Roy Mackay
IRN AXM00233
- (2086)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
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Andrew Stuart McKinnon
IRN ASM01060
- (1282)CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- (1283)CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2007 to 31 Oct 2007)
- (1284)CF1 Director (1 Dec 2001 to 10 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Advice Shop York (no longer appointed)
FRN 161279 · Appointed 13 Sep 1991 · Until 2 Jun 2004
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Bridges Estate Agents Limited (no longer appointed)
FRN 164322 · Appointed 1 Sep 1991 · Until 1 Dec 2001
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Christopher Kemp Estate Agents (no longer appointed)
FRN 200907 · Appointed 1 Sep 1991 · Until 13 Mar 2003
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Financial Advice Service (Enfield) (no longer appointed)
FRN 160392 · Appointed 1 Sep 1991 · Until 1 Jun 2004
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Town and Country PS Newcastle Under Lyme (no longer appointed)
FRN 200788 · Appointed 1 Sep 1991 · Until 1 Dec 2001
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En Route Insurance Consultants (no longer appointed)
FRN 157119 · Appointed 20 Aug 1991 · Until 6 Aug 2004
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RJ Harborborough Estate Agents & Valuers (no longer appointed)
FRN 200917 · Appointed 19 Aug 1991 · Until 1 Dec 2001
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Gary Wilfred Dunkerley Partners Estate Agents (no longer appointed)
FRN 175017 · Appointed 1 Aug 1991 · Until 1 Dec 2001
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Basingstoke Mortgage Services (no longer appointed)
FRN 194386 · Appointed 26 Jul 1991 · Until 25 Feb 2003
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Sterling Estate Agents and Valuers (no longer appointed)
FRN 182688 · Appointed 21 Jul 1991 · Until 25 Nov 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee