Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dean Richard Ball
IRN DRB00036
- CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Dean Stewart Scott
IRN DSS00011
- CF22 Investment Adviser (Trainee) (15 Mar 2004 to 19 Mar 2004)
Debbie Jane McFarlane
IRN DJM00134
- CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2006)
Debbie Matthews
IRN DXM46680
- [FCA CF] Material risk taker (9 Mar 2021 to 5 Jul 2021)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 31 Mar 2021)
Deborah Ann Shepherd
IRN DAS01211
- CF1 Director (AR) (11 Oct 2002 to 7 Feb 2005)
Deborah Jane De Mola
IRN DJD00002
- CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jun 2005 to 24 Mar 2006)
Deborah Jane Taylor
IRN DJL00087
- CF1 Director (AR) (1 Dec 2001 to 25 Nov 2002)
Deborah Jayne Jones
IRN DJJ01079
- CF4 Partner (AR) (13 Jun 2005 to 29 Oct 2007)
Deborah Lewis
IRN DXL01266
- CF1 Director (AR) (7 Jan 2003 to 23 Feb 2005)
Deborah Miller
IRN DXM00077
- CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Ace Mortgage Services (no longer appointed)
FRN 223484 · Appointed 10 Mar 2003 · Until 30 Dec 2003
Executive Estates Ltd (no longer appointed)
FRN 223483 · Appointed 10 Mar 2003 · Until 10 Apr 2003
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
Whitman & Co Limited (no longer appointed)
FRN 223487 · Appointed 10 Mar 2003 · Until 15 Sep 2003
Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
G & T Marshall Ltd (no longer appointed)
FRN 223464 · Appointed 7 Mar 2003 · Until 13 Dec 2006
C Johnston & Co (no longer appointed)
FRN 223467 · Appointed 7 Mar 2003 · Until 25 Feb 2004
AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.