Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lynnette Dunsmore Graham
IRN LXK00014
- (890)CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2003)
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Magdalene Margaret Cullens
IRN MMC00006
- (2386)CF21 Investment Adviser (12 Jun 2002 to 29 Oct 2007)
- (2385)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Jun 2002)
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Makis Prodromos Pantelli
IRN MPP00002
- (2852)CF21 Investment Adviser (18 Jan 2005 to 10 Mar 2005)
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Malcolm Alexander Davidson
IRN MXD01410
- (3084)CF4 Partner (AR) (1 Dec 2001 to 28 Jun 2004)
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Malcolm Barnfield
IRN MCB00040
- (2354)CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2006)
- (2355)CF1 Director (AR) (1 Dec 2001 to 13 Mar 2006)
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Malcolm Clarke
IRN MXC00109
- (2444)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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Malcolm Corby
IRN MXC00139
- (114)CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
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Malcolm Dale Ward
IRN MDW00022
- (2360)CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- (2361)CF22 Investment Adviser (Trainee) (16 Nov 2006 to 31 Oct 2007)
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Malcolm Edward O'Donovan
IRN MEO00003
- (2762)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2002)
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Malcolm Elton Duffey
IRN MED00011
- (317)CF1 Director (AR) (1 Dec 2001 to 3 Mar 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
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Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
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Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
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Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
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AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee