Malcolm Barnfield

• True Potential Wealth Management LLP

  FRN 529810

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 27 Apr 2020)
  • [FCA CF] Client dealing (since 27 Apr 2020)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (6 Jun 2012 to 13 Dec 2013)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (2 Apr 2012 to 27 Dec 2012)
• Ashley Law Limited (no longer approved here)

  FRN 498488

  • Employed By (26 Apr 2011 to 27 Dec 2012)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (22 Feb 2008 to 1 Apr 2012)
  • CF1 Director (AR) (1 May 2007 to 14 Mar 2011)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF1 Director (AR) (1 May 2007 to 14 Mar 2011)
• The Mortgage Selection Bureau Ltd (no longer approved here)

  FRN 441028

  • Employed By (27 Oct 2005 to 8 May 2020)
• Legal & General Partnership Services Limited (no longer approved here)

  FRN 300792

  • CF1 Director (AR) (31 Oct 2004 to 13 Mar 2006)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF1 Director (AR) (1 Dec 2001 to 13 Mar 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2006)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2006)
  • CF1 Director (AR) (1 Dec 2001 to 13 Mar 2006)

No changes recorded yet.