Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan James Ward
IRN AJW01274
- (1050)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
Alan Keith Pirie
IRN AKP00009
- (2474)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (2475)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Alan Kenneth Cole
IRN AKC00004
- (348)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
Alan Kirkham
IRN AXK00041
- (423)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Mar 2004)
Alan Lazenby
IRN AXL00095
- (2950)CF21 Investment Adviser (28 Aug 2007 to 29 Oct 2007)
- (2949)CF22 Investment Adviser (Trainee) (9 Jan 2007 to 28 Aug 2007)
Alan Lea
IRN AXL00076
- (600)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
- (601)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Alan Michael Arthan
IRN AMA00003
- (1240)CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2005)
Alan Michael Shepherd
IRN AMS00055
- (2999)CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2006)
Alan Patrick Batt
IRN APB00033
- (436)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Alan Randall Maguinness
IRN ARM00030
- (1161)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Mike Neville Estate Agents (no longer appointed)
FRN 160849 · Appointed 13 Jul 1992 · Until 3 Sep 2003
Beech House Financial Services Ltd (no longer appointed)
FRN 164987 · Appointed 2 Jul 1992 · Until 1 Dec 2001
The Mortgage Advice Company Sunderland (no longer appointed)
FRN 156715 · Appointed 1 Jul 1992 · Until 30 Jul 2002
Simpsons Estate Agents Ltd (no longer appointed)
FRN 164167 · Appointed 1 Jul 1992 · Until 1 Dec 2001
Hertlands Estates (no longer appointed)
FRN 164737 · Appointed 1 Jul 1992 · Until 1 Dec 2001
Ceruna Limited (no longer appointed)
FRN 164376 · Appointed 1 Jul 1992 · Until 28 Jan 2004
The Cathedral Group (no longer appointed)
FRN 164015 · Appointed 15 Jun 1992 · Until 16 Feb 2004
David Frost Estate Agents Ltd (no longer appointed)
FRN 176285 · Appointed 13 Jun 1992 · Until 24 Apr 2003
Rose and Company (no longer appointed)
FRN 175759 · Appointed 1 Jun 1992 · Until 1 Dec 2001
Calvert & Co. Property, Sales & Letting (no longer appointed)
FRN 161387 · Appointed 1 Jun 1992 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (45)SMF16 Compliance Oversight
13 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
13 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
13 hours ago
controlled function added: (40)[FCA CF] Material risk taker
13 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
13 hours ago
controlled function added: (38)[FCA CF] Significant management
13 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.