Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Allcock
IRN AXA01531
- (2974)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Andrew Arthur Evans
IRN AAE00002
- (1755)CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2007)
Andrew Austin Springett
IRN AAS01043
- (1251)CF21 Investment Adviser (22 Dec 2004 to 22 Jul 2005)
Andrew Brian Payne
IRN ABP00010
- (2678)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Andrew Buchanan
IRN AXB00072
- (2547)CF21 Investment Adviser (22 Dec 2004 to 31 Mar 2005)
Andrew Burns
IRN AXB00194
- (2680)CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
Andrew Cameron Milnes
IRN ACM00027
- (2521)CF4 Partner (AR) (1 Dec 2001 to 9 Mar 2005)
Andrew Campbell Millar Weir
IRN ACW00018
- (550)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
- (551)CF7 Sole Trader (AR) (1 Dec 2001 to 19 Apr 2002)
Andrew Charles Agar
IRN ACA01042
- (1947)CF30 Customer (14 Jul 2008 to 20 Nov 2008)
- (1948)CF22 Investment Adviser (Trainee) (16 Feb 2007 to 29 Oct 2007)
Andrew Charles Clack
IRN ACC00022
- (23)CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2004)

Smaller firms operating under this firm's FCA authorisation.

Hays Financial Centre Ltd (no longer appointed)
FRN 193677 · Appointed 6 Dec 1992 · Until 28 Oct 2007
Redfields Developments Ltd (no longer appointed)
FRN 161281 · Appointed 1 Dec 1992 · Until 1 Dec 2001
Phillips & Company (no longer appointed)
FRN 157682 · Appointed 1 Dec 1992 · Until 4 Mar 2003
Crosslans Ltd (no longer appointed)
FRN 169790 · Appointed 1 Dec 1992 · Until 21 Nov 2003
Home and General Financial Services (no longer appointed)
FRN 156797 · Appointed 1 Dec 1992 · Until 1 Dec 2001
Wisebrokers Ltd (no longer appointed)
FRN 160039 · Appointed 25 Nov 1992 · Until 29 Jan 2004
Claygold Property Limited (no longer appointed)
FRN 164442 · Appointed 21 Nov 1992 · Until 1 Dec 2001
Campbell Financial (no longer appointed)
FRN 164186 · Appointed 12 Nov 1992 · Until 17 Mar 2003
Chequers (no longer appointed)
FRN 200893 · Appointed 10 Nov 1992 · Until 16 May 2003
Shire Town Exclusive Property Services Ltd (no longer appointed)
FRN 176728 · Appointed 4 Nov 1992 · Until 19 Aug 2004

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (46)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (45)SMF16 Compliance Oversight
12 hours ago
controlled function added: (44)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (43)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (42)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
12 hours ago
controlled function added: (40)[FCA CF] Material risk taker
12 hours ago
controlled function added: (39)SMF18 Other Overall Responsibility
12 hours ago
controlled function added: (38)[FCA CF] Significant management
12 hours ago
controlled function added: (37)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.